貸借対照表（Balance sheets）
| 資産の部 | Assets |
| 流動資産 | Current assets |
| 現金及び預金 | Cash and deposits |
| 預託金 | Cash segregated as deposits |
| 顧客分別金信託 | Cash segregated as deposits for customers |
| 金融商品取引責任準備預託金 | Cash segregated as deposits for financial products transaction liabilities |
| その他の預託金 | Cash segregated as deposits for others |
| トレーディング商品 | Trading products |
| 商品有価証券等 | Trading securities and other |
| デリバティブ取引 | Derivatives |
| 約定見返勘定 | Trade date accrual |
| 信用取引資産 | Margin transaction assets |
| 信用取引貸付金 | Loans on margin transactions |
| 信用取引借証券担保金 | Cash collateral pledged for securities borrowing on margin transactions |
| 有価証券担保貸付金 | Loans secured by securities |
| 借入有価証券担保金 | Cash collateral pledged for securities borrowed |
| 現先取引貸付金 | Loans on Gensaki transactions |
| 立替金 | Advances paid |
| 顧客への立替金 | Advance payments for customers on trades |
| その他の立替金 | Advance payments for others |
| 募集等払込金 | Cash paid for offering |
| 短期差入保証金 | Short-term guarantee deposits |
| 発行日取引差入証拠金 | Guarantee deposits for when issued transaction |
| 信用取引差入保証金 | Guarantee deposits for transaction |
| 先物取引差入証拠金 | Initial margins of futures markets |
| 有価証券引渡票支払金 | Deposit for due bill |
| 外国為替差入証拠金 | Margin for foreign exchange |
| その他の差入保証金 | Guarantee deposits for others |
| 有価証券等引渡未了勘定 | Accounts for non-delivered securities and others |
| 支払差金勘定 | Variation margin paid |
| 短期貸付金 | Short-term loans receivable |
| 前払金 | Advance payments |
| 前払費用 | Prepaid expenses |
| 未収入金 | Accounts receivable-other |
| 未収収益 | Accrued income |
| 繰延税金資産 | Deferred tax assets |
| その他 | Other |
| 貸倒引当金 | Allowance for doubtful accounts |
| 固定資産 | Noncurrent assets |
| 有形固定資産 | Property, plant and equipment |
| 建物（純額） | Buildings, net |
| 器具備品 | Equipment |
| 土地 | Land |
| 無形固定資産 | Intangible assets |
| のれん | Goodwill |
| 投資その他の資産 | Investments and other assets |
| 投資有価証券 | Investment securities |
| 出資金 | Investments in capital |
| 長期貸付金 | Long-term loans receivable |
| 差入保証金 | Guarantee deposits |
| 長期前払費用 | Long-term prepaid expenses |
| 繰延資産 | Deferred assets |
| 創立費 | Deferred organization expenses |
| 資産 | Assets |
| 負債の部 | Liabilities |
| 流動負債 | Current liabilities |
| 信用取引負債 | Margin transaction liabilities |
| 信用取引借入金 | Borrowings on margin transactions |
| 信用取引貸証券受入金 | Cash received for securities lending on margin transactions |
| 有価証券担保借入金 | Loans payable secured by securities |
| 有価証券貸借取引受入金 | Cash received on debt credit transaction of securities |
| 現先取引借入金 | Borrowings on Gensaki transaction |
| 預り金 | Deposits received |
| 顧客からの預り金 | Deposits from customers |
| 募集等受入金 | Deposits for subscription |
| その他の預り金 | Deposits for others |
| 受入保証金 | Guarantee deposits received |
| 発行日取引受入保証金 | Guaranteed deposits received for when issued transaction |
| 信用取引受入保証金 | Guarantee deposits received for margin transaction |
| 先物取引受入証拠金 | Initial margins of futures markets |
| 有価証券引渡票受入金 | Deposit received for due bill |
| その他の受入保証金 | Guarantee deposits received for others |
| 有価証券等受入未了勘定 | Accounts for non-received securities and others |
| 受取差金勘定 | Variation margin received |
| 短期借入金 | Short-term loans payable |
| 前受金 | Advances received |
| 前受収益 | Unearned revenue |
| 未払金 | Accounts payable-other |
| 未払費用 | Accrued expenses |
| 未払法人税等 | Income taxes payable |
| 繰延税金負債 | Deferred tax liabilities |
| 賞与引当金 | Provision for bonuses |
| 外国為替受入証拠金 | Margin deposits received for foreign exchange |
| 固定負債 | Noncurrent liabilities |
| 長期借入金 | Long-term loans payable |
| 退職給付引当金 | Provision for retirement benefits |
| 負ののれん | Negative goodwill |
| 特別法上の準備金 | Reserves under the special laws |
| 金融商品取引責任準備金 | Reserve for financial products transaction liabilities |
| 負債 | Liabilities |
| 純資産の部 | Net assets |
| 株主資本 | Shareholders’ equity |
| 資本金 | Capital stock |
| 新株式申込証拠金 | Deposit for subscriptions to shares |
| 資本剰余金 | Capital surplus |
| 資本準備金 | Legal capital surplus |
| その他資本剰余金 | Other capital surplus |
| 利益剰余金 | Retained earnings |
| 利益準備金 | Legal retained earnings |
| その他利益剰余金 | Other retained earnings |
| 積立金 | Reserve |
| 繰越利益剰余金 | Retained earnings brought forward |
| 自己株式 | Treasury stock |
| 自己株式申込証拠金 | Deposit for subscriptions to treasury stock |
| 評価・換算差額等 | Valuation and translation adjustments |
| その他有価証券評価差額金 | Valuation difference on available-for-sale securities |
| 繰延ヘッジ損益 | Deferred gains or losses on hedges |
| 土地再評価差額金 | Revaluation reserve for land |
| 為替換算調整勘定 | Foreign currency translation adjustment |
| 新株予約権 | Subscription rights to shares |
| 少数株主持分 | Minority interests |
| 純資産 | Net assets |
| 負債純資産 | Liabilities and net assets |
損益計算書（Statements of income）
| 営業収益 | Operating revenue |
| 受入手数料 | Commission received |
| 委託手数料 | Commission to consignees |
| 引受け・売出し・特定投資家向け売付け勧誘等の手数料 | Commission for underwriting, secondary distribution and solicitation for selling and others for professional investors |
| 引受け・売出し手数料 | Underwriting and distribution commission |
| 募集・売出し・特定投資家向け売付け勧誘等の取扱手数料 | Fee for offering, secondary distribution and solicitation for selling and others for professional investors |
| 募集・売出しの取扱手数料 | Flotation and distribution fee |
| その他の受入手数料 | Other fees received |
| トレーディング損益 | Net trading income |
| 株券等トレーディング損益 | Net trading income from securities |
| 債券等トレーディング損益 | Net trading income from bonds |
| その他のトレーディング損益 | Other net trading income |
| 金融収益 | Financial revenue |
| 営業投資有価証券売買損益 | Net gain on trading of investment securities for sale |
| その他の商品売買損益 | Other net gain on goods trading |
| 金融費用 | Financial expenses |
| 純営業収益 | Net operating revenue |
| 販売費及び一般管理費 | Selling, general and administrative expenses |
| 取引関係費 | Trading related expenses |
| 人件費 | Personal expenses |
| 不動産関係費 | Real estate expenses |
| 事務費 | Office cost |
| 減価償却費 | Depreciation |
| 租税公課 | Taxes and dues |
| 貸倒引当金繰入額 | Provision of allowance for doubtful accounts |
| その他 | Other |
| 営業利益 | Operating income |
| 営業外収益 | Non-operating income |
| 営業外費用 | Non-operating expenses |
| 経常利益 | Ordinary income |
| 特別利益 | Extraordinary income |
| 臨時利益 | Extraordinary profit |
| 金融商品取引責任準備金戻入 | Reversal of reserve for financial products transaction liabilities |
| 特別損失 | Extraordinary loss |
| 有価証券評価減 | Loss on valuation of securities |
| 臨時損失 | Nonrecurring loss |
| 金融商品取引責任準備金繰入れ | Provision of reserve for financial products transaction liabilities |
| 税引前当期純利益 | Income before income taxes |
| 法人税等 | Income taxes |
| 法人税、住民税及び事業税 | Income taxes-current |
| 法人税等調整額 | Income taxes-deferred |
| 少数株主損益調整前当期純利益 | Income before minority interests |
| 少数株主利益 | Minority interests in income |
| 当期純利益 | Net income |